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Tag "suitability standard"

Exclusive Interview: MoneyTrackā€™s Pam Krueger Says Itā€™s Time for Industry and Regulators to ā€œPick a Laneā€

    Exclusive Interview: MoneyTrackā€™s Pam Krueger Says Itā€™s Time for Industry and Regulators to ā€œPick a Laneā€

“Pick a laneā€¦ please. Why is the SEC living in the land of ambiguity? Lead, follow, or step aside. I may not agree with Ken Fisher very often but on this point, I believe he nailed it…”

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Fiduciary Standard Quandary: First Avoid ā€œHarmā€onization

    Fiduciary Standard Quandary: First Avoid ā€œHarmā€onization

Be careful what you wish for because sometimes the cure can be worse than the disease.

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Is Famed Fiduciary Advocate Ron Rhoades Ready to Concede Defeat?

Low fees are no substitute for veteran fiduciary experience.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 8/30/13

It’s Big Guv vs. Big Guv on bankrupt cities’ public employee pensions, real fiduciary split interests and time for active investing to shine?

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Should 401k Plan Sponsors Ban Risk Tolerance Questionnaires?

Exposed as misleading as early as 1999, should 401k plan sponsors continue to risk increasing their fiduciary liability by condoning their use?

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Exclusive Interview: Frontline Producer Explains Controversial 401k Documentary ā€“ The Bad

In that drive for ratings points, producers often ā€“ willingly or unwillingly ā€“ must make a pact with the devil.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 7/6/12

Fixing the pension fund hole, FINRA tries to make “suitability” more like “fiduciary” and a plethora of article on 401k fees (as if you didn’t have enough already).

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As Brokers Cheer, Advisers Sound Off on DOL 401k Fiduciary Capitulation

The Fiduciary Standard is American as motherhood, apple pie and Quaker Oatmeal.

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Top Fiduciary Stories in 2009

The topsy-turvy 2009 provided some of the biggest fiduciary stories in years. Which do you think rates as the most important?

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