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Tag "SEC"

The Fiduciary Duty to Investigate Conflicts-of-Interests with “Zero” and “Negative” Fee Funds

    The Fiduciary Duty to Investigate Conflicts-of-Interests with “Zero” and “Negative” Fee Funds

Whatever the future holds, we live in a present where there is no such thing as a free lunch; thus, the basic notion of caveat emptor continues to hold true.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/24/19

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/24/19

SECURE Act recap, BI coming, and ESG sizzling.

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5 Critical Topics to Teach 401k Plan Sponsors: Fiduciary Education Curriculum (Part I)

    5 Critical Topics to Teach 401k Plan Sponsors: Fiduciary Education Curriculum (Part I)

These are fundamental in nature. They are necessary prerequisites for 401k plan sponsors to fully inculcate themselves with more complex topics.

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Exclusive Interview: Blaine Aikin says DOL Fiduciary Rule’s “Lasting Impact Lives On”

    Exclusive Interview: Blaine Aikin says DOL Fiduciary Rule’s “Lasting Impact Lives On”

Here’s an inside look at what’s been making all those headlines the last few years, and maybe what might be making headlines in the next few years.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 4/26/19

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 4/26/19

Social Security redux, the good, the bad and the fee ugly, and from fad to foundational investments.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 4/19/19

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 4/19/19

Retirement policy potpourri, New Jersey fiduciary, and the investment gamut.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 4/12/19

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 4/12/19

Tangled compliance, a broken fiduciary record, and irrational fees.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 3/29/19

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 3/29/19

Compliance mixed bag, SEC BI DOA? and “Investments: The Sequel”

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 3/8/19

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 3/8/19

The states go marching on, fee posse grows, and “Too Good to be True”

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 3/1/19

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 3/1/19

It’s that (Tax) Time of Year, Multiple (Fiduciary) Tugs-of-War, and Adeste Fidelty-as

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