Fiduciary News

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Tag "SEC"

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/7/14

Fiduciary Tango Continues, the 401k Fee Treasure Map and KISS Investing.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/7/14

IRA Rollover Worries, 401k fee misfire and ODing on indexing.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/28/14

SEC Clueless, fumbling fee professors back and investment option risk.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/21/14

Meaningful Compliance enforcement? SEC suddenly has issues with fees? and, Why are the Young so stupid?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/7/14

DOL gets tough, Fiduciary Gridlock a blessing? and Good Investment advice.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/31/14

Find out the ten most feared words.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/24/14

DOL aims its sites, is the brokerage model going extinct? and the problems with bonds

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Exclusive Interview with Investor Advocate Kathleen McBride: SIFMA Seeks to Protect Business Model Where Client Serves Broker, Not the Fiduciary Model Where the Broker Protects the Client

“There’s a relatively simple solution to this. Eliminate the broker-dealer exemptions and the ERISA exceptions.”

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/17/14

Regulators warn, fiduciary fades and making the same old investment mistakes.

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Wall Street’s Whipping Boy and a World Without a Fiduciary Standard

Ron Rhoades explains how and why we lost the fiduciary standard and why that might be a good thing for bona fide fiduciaries.

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