FiduciaryNews

Tag "SEC"

Exclusive Interview with Michael Kitces: DOL Fiduciary Rule a “Pivotal Moment”

    Exclusive Interview with Michael Kitces: DOL Fiduciary Rule a “Pivotal Moment”

“The SEC systematically failed to enforce for the past two decades, and now the DOL has by necessity forced the issue.”

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/15/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/15/16

Welcome to FiduciaryNews.com Trending Topics. Each Monday, we’ll give you a quick synopsis of the major news events and trends impacting ERISA plan sponsors, 401k fiduciaries and those in the

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/8/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/8/16

Welcome to FiduciaryNews.com Trending Topics. Each Monday, we’ll give you a quick synopsis of the major news events and trends impacting ERISA plan sponsors, 401k fiduciaries and those in the

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Exclusive Interview with John Bogle: Industry “Crying Out for Change”; says Fiduciary Rule “a Turning Point”

    Exclusive Interview with John Bogle: Industry “Crying Out for Change”; says Fiduciary Rule “a Turning Point”

Here’s the raw, uncut interview with the straight talking industry giant who was on to “fiduciary” before we even knew what it was.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/17/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/17/16

Compliance tug of war, John Oliver speaks, and a truce in the passive-active war.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/3/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/3/16

Fiduciary suit, a fee Gotcha! and an indexing Oops!

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Bogle: “New Fiduciary Rule is Just the Beginning”

    Bogle: “New Fiduciary Rule is Just the Beginning”

We hold these fiduciaries to be self-evident… This is not the beginning of the end, it is the end of the beginning…

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/20/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/20/16

Is it the end of the fiduciary era? Does fuzzy math hurt retirement savers? Does risk trump age?

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A Brave New World for 401k Plans Sponsors without Conflict-of-Interest Fees

    A Brave New World for 401k Plans Sponsors without Conflict-of-Interest Fees

Without conflict-of-interest fees like 12b-1 fees and revenue sharing, the world becomes a lot simpler for 401k plan sponsors and a lot safer for plan participants.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 3/25/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 3/25/16

Welcome to FiduciaryNews.com Trending Topics. Each Monday, we’ll give you a quick synopsis of the major news events and trends

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