FiduciaryNews

Tag "SEC"

FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/29/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/29/16

Misplaced credit, Fiduciary Rule submitted, and more fee suits.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/15/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/15/16

The State in Flux, “Fiduciary” as product, and 12b-1 redux.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 12/25/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 12/25/15

Regulator showdown? Fiduciary liability redux? and Failing 401k Fee 101?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 12/18/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 12/18/15

Faux Regulation, Fiduciary Liability Redux, and Interest Rate Follies.

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Exclusive Interview: Clark Blackman II Says SEC Fiduciary Fix “Not Tough Stuff”; Proposed DOL Fiduciary Rule a “Band-Aid”

    Exclusive Interview: Clark Blackman II Says SEC Fiduciary Fix “Not Tough Stuff”; Proposed DOL Fiduciary Rule a “Band-Aid”

“…if you are operating under the fiduciary standard… the future of regulation may dramatically change the very business model you have come to love; and the reasons you love it are the very same reasons it is under attack.”

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/27/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/27/15

Changing retirement plans, government fiduciary breach, and more mutual fund silliness.

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Exclusive Interview: Ron Rhoades Threatens to Oppose Any Weakening of Fiduciary Standard

    Exclusive Interview: Ron Rhoades Threatens to Oppose Any Weakening of Fiduciary Standard

Ron also says to “sunset” BICE, eliminate all conflicts-of-interest, and don’t trust FINRA.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/9/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/9/15

The Camel’s Nose. the Faustian Fiduciary Bargain, and an Ode to the Annuity.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/2/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/2/15

Punting Pensions, Uncovering Hidden Fees, and Investing Concerns.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 9/25/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 9/25/15

401k Works, Hidden Fee Bad, and Investor PTSD.

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