FiduciaryNews

Tag "SEC"

FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/29/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/29/16

Insane compliance, a whole new fiduciary world, and bad news for index funds

0 comment Read Full Article

401k Fiduciary Alert: Regulators Targeting 12b-1 Fees, Is Revenue Sharing Far Behind?

    401k Fiduciary Alert: Regulators Targeting 12b-1 Fees, Is Revenue Sharing Far Behind?

You may not remember this, but several months ago the SEC penalized three AIG affiliates $7.5 million for charging $2 million in extra 12b-1 fees as a result of directing

0 comment Read Full Article

FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/22/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/22/16

Welcome to FiduciaryNews.com Trending Topics. Each Monday, we’ll give you a quick synopsis of the major news events and trends impacting ERISA plan sponsors, 401k fiduciaries and those in the

0 comment Read Full Article

Exclusive Interview with Michael Kitces: DOL Fiduciary Rule a “Pivotal Moment”

    Exclusive Interview with Michael Kitces: DOL Fiduciary Rule a “Pivotal Moment”

“The SEC systematically failed to enforce for the past two decades, and now the DOL has by necessity forced the issue.”

0 comment Read Full Article

FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/15/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/15/16

Welcome to FiduciaryNews.com Trending Topics. Each Monday, we’ll give you a quick synopsis of the major news events and trends

0 comment Read Full Article

FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/8/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/8/16

Welcome to FiduciaryNews.com Trending Topics. Each Monday, we’ll give you a quick synopsis of the major news events and trends

0 comment Read Full Article

Exclusive Interview with John Bogle: Industry “Crying Out for Change”; says Fiduciary Rule “a Turning Point”

    Exclusive Interview with John Bogle: Industry “Crying Out for Change”; says Fiduciary Rule “a Turning Point”

Here’s the raw, uncut interview with the straight talking industry giant who was on to “fiduciary” before we even knew what it was.

1 comment Read Full Article

FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/17/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/17/16

Compliance tug of war, John Oliver speaks, and a truce in the passive-active war.

4 comments Read Full Article

FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/3/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/3/16

Fiduciary suit, a fee Gotcha! and an indexing Oops!

0 comment Read Full Article

Bogle: “New Fiduciary Rule is Just the Beginning”

    Bogle: “New Fiduciary Rule is Just the Beginning”

We hold these fiduciaries to be self-evident… This is not the beginning of the end, it is the end of the beginning…

0 comment Read Full Article
1 2 3 18

Vote in our Poll

Disclaimer

The materials at this web site are maintained for the sole purpose of providing general information about fiduciary law, tax accounting and investments and do not under any circumstances constitute legal, accounting or investment advice. You should not act or refrain from acting based on these materials without first obtaining the advice of an appropriate professional. Please carefully read the terms and conditions for using this site. This website contains links to third-party websites. We are not responsible for, and make no representations or endorsements with respect to, third-party websites, or with respect to any information, products or services that may be provided by or through such websites.