FiduciaryNews

Tag "SEC"

A Brave New World for 401k Plans Sponsors without Conflict-of-Interest Fees

    A Brave New World for 401k Plans Sponsors without Conflict-of-Interest Fees

Without conflict-of-interest fees like 12b-1 fees and revenue sharing, the world becomes a lot simpler for 401k plan sponsors and a lot safer for plan participants.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 3/25/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 3/25/16

Welcome to FiduciaryNews.com Trending Topics. Each Monday, we’ll give you a quick synopsis of the major news events and trends impacting ERISA plan sponsors, 401k fiduciaries and those in the

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 3/18/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 3/18/16

The rise of the 401k-hater, the devil in the fiduciary details, and bad investment ideas.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/26/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/26/16

Fiduciary dog fight, the final say on fees, and there’s no free investing lunch.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/29/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/29/16

Misplaced credit, Fiduciary Rule submitted, and more fee suits.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/15/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/15/16

The State in Flux, “Fiduciary” as product, and 12b-1 redux.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 12/25/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 12/25/15

Regulator showdown? Fiduciary liability redux? and Failing 401k Fee 101?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 12/18/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 12/18/15

Faux Regulation, Fiduciary Liability Redux, and Interest Rate Follies.

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Exclusive Interview: Clark Blackman II Says SEC Fiduciary Fix “Not Tough Stuff”; Proposed DOL Fiduciary Rule a “Band-Aid”

    Exclusive Interview: Clark Blackman II Says SEC Fiduciary Fix “Not Tough Stuff”; Proposed DOL Fiduciary Rule a “Band-Aid”

“…if you are operating under the fiduciary standard… the future of regulation may dramatically change the very business model you have come to love; and the reasons you love it are the very same reasons it is under attack.”

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/27/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/27/15

Changing retirement plans, government fiduciary breach, and more mutual fund silliness.

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