FiduciaryNews

Tag "prohibited transaction"

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 5/24/13

Does more DC talk mean less action? Slowdown, Fiduciary Standard, you move too fast, and more about investment bubbles.

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5 Fiduciary Facts the DOL Wants Every 401k Plan Sponsor to Know

If maintaining fiduciary due diligence were easy, they wouldn’t publish a list like this.

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DOL Smacks 401k Adviser for 12b-1 Fiduciary Breach. Plan Sponsors Next?

An old case suddenly takes on more relevance as the DOL may have Plan Sponsors in their cross-hairs.

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Study: SEC Fiduciary Delay Costing Retirement Investors $1 Billion per Month

Will the scandalous conclusions of this new research take the bloom off of the rose of the 401k plan?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/8/13

Americans to Gov: Don’t Tread on My 401k; Americans to Big Finance: Don’t Tread on My 401k; Americans to Markets: What, me worry?

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New 408(b)(2) “Guide”: Not Necessarily What 401k Plan Sponsors Hoped For

401k plan sponsors may discover the Fee Disclosure Rule may be more hazardous than healthy.

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Exclusive Interview with fi360’s Duane Thompson: Dual Registration’s Impact on the Fiduciary Standard

In many ways, the fallout of the Merrill Rule made this debate what it is today.

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Exclusive Interview with Ron Rhoades: Revenue Sharing – Two Hats are Worse than One

The adage you can’t serve two masters is as old as the Bible. So why are 401k plan sponsors making this mistake and why is the DOL allowing them to do so?

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