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Tag "prohibited transaction"

Fiduciary Fear And Loathing In The World Of ERISA

    Fiduciary Fear And Loathing In The World Of ERISA

Thoughtleaders with the veteran experience to sift through the noise and separate the wheat of solid trends from the chaff of tiresome fads. Accurately discerning between the two can mean the difference between long-term sustainability and irretrievably sunk costs.

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Ongoing Debate: When (If Ever) Can a Fiduciary Legally Engage in Self-Dealing?

    Ongoing Debate: When (If Ever) Can a Fiduciary Legally Engage in Self-Dealing?

On the face of it, there appears to be little room for debate. Upon closer examination, however, the specifics of particular circumstances can muddle things up. Would you like to see what we mean by this? Hereā€™s what you get when you ask the experts whether or not a fiduciary can ever legally engage in self-dealing.

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Exclusive Interview: Phyllis Borzi says Original Fiduciary 5-Part Test Left Plan Sponsors ā€œHolding the Bagā€

    Exclusive Interview: Phyllis Borzi says Original Fiduciary 5-Part Test Left Plan Sponsors ā€œHolding the Bagā€

For 8 years as Assistant Secretary of EBSA, Phyllis Borzi fought vigorously to protect plan sponsors and retirement savers under the uniform fiduciary umbrella. Here, she answers questions about the past, present and future of the Fiduciary Rule.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/14/17

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/14/17

The real retirement crisis, dumbing down fiduciary, and solving wrong problems.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 5/24/13

Does more DC talk mean less action? Slowdown, Fiduciary Standard, you move too fast, and more about investment bubbles.

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5 Fiduciary Facts the DOL Wants Every 401k Plan Sponsor to Know

If maintaining fiduciary due diligence were easy, they wouldn’t publish a list like this.

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DOL Smacks 401k Adviser for 12b-1 Fiduciary Breach. Plan Sponsors Next?

An old case suddenly takes on more relevance as the DOL may have Plan Sponsors in their cross-hairs.

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Study: SEC Fiduciary Delay Costing Retirement Investors $1 Billion per Month

Will the scandalous conclusions of this new research take the bloom off of the rose of the 401k plan?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/8/13

Americans to Gov: Don’t Tread on My 401k; Americans to Big Finance: Don’t Tread on My 401k; Americans to Markets: What, me worry?

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New 408(b)(2) ā€œGuideā€: Not Necessarily What 401k Plan Sponsors Hoped For

401k plan sponsors may discover the Fee Disclosure Rule may be more hazardous than healthy.

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