Here’s an inside look at what’s been making all those headlines the last few years, and maybe what might be making headlines in the next few years.
Tag "Duane Thompson"
Still, if one has confidence the marketplace will drive the industry towards focusing on the best interests of clients, then a de facto fiduciary standard can emerge organically, without overt reliance on regulators.
We asked financial professionals across the nation for their thoughts on the SECâs effort. As you might imagine, itâs clear Regulation Best Interest has some good points and some not-so-good points.
Is the DOL’s Defunct Rule a Fiduciary Obi-Wan: More Powerful Dead Than Alive?
“As for as the pre-release discussion of the Trump tax plan, I would just ignore it. Itâs short on details, which raises too many questions.”
What might surprise you the most is how easily the industry will adapt to the new fiduciary guidelines.
Two experts feel we’re on the cusp of a major milestone, two experts don’t. You’re the tie-breaker. What do you believe?
Will the Fiduciary Standard and the DOL’s new Fiduciary Rule become collateral damage in a Romney victory?
In many ways, the fallout of the Merrill Rule made this debate what it is today.
