FiduciaryNews

Tag "DOL"

401k Fiduciary Alert: Regulators Targeting 12b-1 Fees, Is Revenue Sharing Far Behind?

    401k Fiduciary Alert: Regulators Targeting 12b-1 Fees, Is Revenue Sharing Far Behind?

You may not remember this, but several months ago the SEC penalized three AIG affiliates $7.5 million for charging $2 million in extra 12b-1 fees as a result of directing

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/22/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/22/16

Welcome to FiduciaryNews.com Trending Topics. Each Monday, we’ll give you a quick synopsis of the major news events and trends impacting ERISA plan sponsors, 401k fiduciaries and those in the

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Exclusive Interview with Michael Kitces: DOL Fiduciary Rule a “Pivotal Moment”

    Exclusive Interview with Michael Kitces: DOL Fiduciary Rule a “Pivotal Moment”

“The SEC systematically failed to enforce for the past two decades, and now the DOL has by necessity forced the issue.”

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/15/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/15/16

Welcome to FiduciaryNews.com Trending Topics. Each Monday, we’ll give you a quick synopsis of the major news events and trends impacting ERISA plan sponsors, 401k fiduciaries and those in the

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/8/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/8/16

Welcome to FiduciaryNews.com Trending Topics. Each Monday, we’ll give you a quick synopsis of the major news events and trends

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/1/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/1/16

Fiduciary Twists, Behavioral Subtleties, and Market Timing Failures.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/24/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/24/16

Simpler is better, the Fiduciary Paradox, and volatility isn’t risk.

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Exclusive Interview with John Bogle: Industry “Crying Out for Change”; says Fiduciary Rule “a Turning Point”

    Exclusive Interview with John Bogle: Industry “Crying Out for Change”; says Fiduciary Rule “a Turning Point”

Here’s the raw, uncut interview with the straight talking industry giant who was on to “fiduciary” before we even knew what it was.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/17/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/17/16

Compliance tug of war, John Oliver speaks, and a truce in the passive-active war.

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QDIA Fiduciary Red Flags 401k Plan Sponsors Must Look Out For

    QDIA Fiduciary Red Flags 401k Plan Sponsors Must Look Out For

Do 401k plan sponsors know the fiduciary minefield they’re stepping into when they select a QDIA?

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