FiduciaryNews

Tag "12b-1"

FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/29/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/29/16

Insane compliance, a whole new fiduciary world, and bad news for index funds

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401k Fiduciary Alert: Regulators Targeting 12b-1 Fees, Is Revenue Sharing Far Behind?

    401k Fiduciary Alert: Regulators Targeting 12b-1 Fees, Is Revenue Sharing Far Behind?

You may not remember this, but several months ago the SEC penalized three AIG affiliates $7.5 million for charging $2 million in extra 12b-1 fees as a result of directing

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Exclusive Interview with Michael Kitces: DOL Fiduciary Rule a “Pivotal Moment”

    Exclusive Interview with Michael Kitces: DOL Fiduciary Rule a “Pivotal Moment”

“The SEC systematically failed to enforce for the past two decades, and now the DOL has by necessity forced the issue.”

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/15/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/15/16

Welcome to FiduciaryNews.com Trending Topics. Each Monday, we’ll give you a quick synopsis of the major news events and trends impacting ERISA plan sponsors, 401k fiduciaries and those in the

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 3/25/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 3/25/16

Welcome to FiduciaryNews.com Trending Topics. Each Monday, we’ll give you a quick synopsis of the major news events and trends

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/15/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/15/16

The State in Flux, “Fiduciary” as product, and 12b-1 redux.

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The Ten Most Popular 2015 FiduciaryNews.com Articles for the 401k Plan Sponsor and Fiduciary

    The Ten Most Popular 2015 <em>FiduciaryNews.com</em> Articles for the 401k Plan Sponsor and Fiduciary

Don’t be surprised if this collective wisdom confirms certain instincts you have always possessed, drives a stake in the heart of a myth you’ve long embraced, and opens your mind to an idea you’ve never thought to consider.

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Exclusive Interview: Ron Rhoades Threatens to Oppose Any Weakening of Fiduciary Standard

    Exclusive Interview: Ron Rhoades Threatens to Oppose Any Weakening of Fiduciary Standard

Ron also says to “sunset” BICE, eliminate all conflicts-of-interest, and don’t trust FINRA.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/2/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/2/15

Punting Pensions, Uncovering Hidden Fees, and Investing Concerns.

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Six Months Later and It’s Now Clear the Current DOL Fiduciary Proposal Worsens Investor Protections

    Six Months Later and It’s Now Clear the Current DOL Fiduciary Proposal Worsens Investor Protections

Is the DOL about to give brokers everything they want?

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