FiduciaryNews

Tag "12b-1"

FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/15/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/15/16

The State in Flux, “Fiduciary” as product, and 12b-1 redux.

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The Ten Most Popular 2015 FiduciaryNews.com Articles for the 401k Plan Sponsor and Fiduciary

    The Ten Most Popular 2015 <em>FiduciaryNews.com</em> Articles for the 401k Plan Sponsor and Fiduciary

Don’t be surprised if this collective wisdom confirms certain instincts you have always possessed, drives a stake in the heart of a myth you’ve long embraced, and opens your mind to an idea you’ve never thought to consider.

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Exclusive Interview: Ron Rhoades Threatens to Oppose Any Weakening of Fiduciary Standard

    Exclusive Interview: Ron Rhoades Threatens to Oppose Any Weakening of Fiduciary Standard

Ron also says to “sunset” BICE, eliminate all conflicts-of-interest, and don’t trust FINRA.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/2/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/2/15

Punting Pensions, Uncovering Hidden Fees, and Investing Concerns.

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Six Months Later and It’s Now Clear the Current DOL Fiduciary Proposal Worsens Investor Protections

    Six Months Later and It’s Now Clear the Current DOL Fiduciary Proposal Worsens Investor Protections

Is the DOL about to give brokers everything they want?

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Exclusive Interview: David Huntley Explains Fees Just One Component of Value

“Price (fees) are a component of value. There are many other components that make up value and the relative weight will vary from plan to plan.”

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 4/17/15

DOL’s Fiduciary Flop, fee focus and investment oddities.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 4/10/15

IRS tries hard, fiduciary home stretch, and 12b-1 fees in the doghouse.

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12b-1 Fees/Revenue Sharing Add to 401k Plan Sponsor Fiduciary Liability Woes

In some distant future, what fossilized evidence of poor judgment will come back to haunt unsuspecting 401k plan sponsors.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/20/15

Regulators all in, the fall of 12b-1 fees and why do we keep talking about investments?

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